Regulatory
We build trust through transparency, governed by strict regulatory oversight.
Reach out to learn more about our regulatory framework and how it protects your interests.
Arboris Capital Limited
Regulated by the Dubai Financial Service Authority (DFSA)
The DFSA is renowned for its strict regulatory oversight, ensuring that Arboris operates with the highest levels of transparency, integrity, and financial stability, thereby safeguarding client interests.
Fostering success with dependable processes built around stringent regulatory standards.
Fostering success with dependable processes built around stringent regulatory standards.
Fostering success with dependable processes built around stringent regulatory standards.
Regulations
Arboris, based in the DIFC and regulated by the DFSA, ensures secure, compliant, and high-standard financial services
Global Financial Hub: Dubai International Financial Centre is recognized globally as a premier financial hub, providing Arboris's clients with access to a vibrant ecosystem of financial services and opportunities that span the globe.
Robust Legal Framework: DIFC operates under a unique legal framework based on English common law, offering clients a familiar, transparent, and independent legal system that ensures the protection of their investments and rights.
International Standards and Practices: Being part of DIFC means Arboris adheres to international best practices and standards in financial services, offering clients a consistent, high-quality experience.
Strategic Location: DIFC's strategic location bridges the gap between major financial centers in the East and West, providing clients with unparalleled access to markets and investment opportunities across different time zones.
Tax Efficiency: Clients benefit from DIFC's tax-efficient environment, including no taxes on income or profits.
Global Financial Hub: Dubai International Financial Centre is recognized globally as a premier financial hub, providing Arboris's clients with access to a vibrant ecosystem of financial services and opportunities that span the globe.
Robust Legal Framework: DIFC operates under a unique legal framework based on English common law, offering clients a familiar, transparent, and independent legal system that ensures the protection of their investments and rights.
International Standards and Practices: Being part of DIFC means Arboris adheres to international best practices and standards in financial services, offering clients a consistent, high-quality experience.
Strategic Location: DIFC's strategic location bridges the gap between major financial centers in the East and West, providing clients with unparalleled access to markets and investment opportunities across different time zones.
Tax Efficiency: Clients benefit from DIFC's tax-efficient environment, including no taxes on income or profits.
Global Financial Hub: Dubai International Financial Centre is recognized globally as a premier financial hub, providing Arboris's clients with access to a vibrant ecosystem of financial services and opportunities that span the globe.
Robust Legal Framework: DIFC operates under a unique legal framework based on English common law, offering clients a familiar, transparent, and independent legal system that ensures the protection of their investments and rights.
International Standards and Practices: Being part of DIFC means Arboris adheres to international best practices and standards in financial services, offering clients a consistent, high-quality experience.
Strategic Location: DIFC's strategic location bridges the gap between major financial centers in the East and West, providing clients with unparalleled access to markets and investment opportunities across different time zones.
Tax Efficiency: Clients benefit from DIFC's tax-efficient environment, including no taxes on income or profits.
High Regulatory Standards: DFSA is known for its strict regulatory oversight, ensuring that Arboris operates with the highest levels of transparency, integrity, and financial stability, thereby safeguarding client interests.
Investor Protection: Regulation by the DFSA provides clients with the assurance that Arboris adheres to stringent investor protection measures, including fair treatment, confidentiality, and security of assets.
Compliance Confidence: Clients can have confidence in Arboris's compliance with international regulatory standards, reducing the risk of financial malpractice and enhancing the safety of their investments.
Operational Excellence: DFSA's oversight encourages Arboris to maintain operational excellence and robust risk management practices, contributing to the overall reliability and performance of the services offered to clients.
Access to Dispute Resolution: In the unlikely event of a dispute, clients have access to DFSA's efficient dispute resolution mechanisms, ensuring fair and timely resolution.
High Regulatory Standards: DFSA is known for its strict regulatory oversight, ensuring that Arboris operates with the highest levels of transparency, integrity, and financial stability, thereby safeguarding client interests.
Investor Protection: Regulation by the DFSA provides clients with the assurance that Arboris adheres to stringent investor protection measures, including fair treatment, confidentiality, and security of assets.
Compliance Confidence: Clients can have confidence in Arboris's compliance with international regulatory standards, reducing the risk of financial malpractice and enhancing the safety of their investments.
Operational Excellence: DFSA's oversight encourages Arboris to maintain operational excellence and robust risk management practices, contributing to the overall reliability and performance of the services offered to clients.
Access to Dispute Resolution: In the unlikely event of a dispute, clients have access to DFSA's efficient dispute resolution mechanisms, ensuring fair and timely resolution.
High Regulatory Standards: DFSA is known for its strict regulatory oversight, ensuring that Arboris operates with the highest levels of transparency, integrity, and financial stability, thereby safeguarding client interests.
Investor Protection: Regulation by the DFSA provides clients with the assurance that Arboris adheres to stringent investor protection measures, including fair treatment, confidentiality, and security of assets.
Compliance Confidence: Clients can have confidence in Arboris's compliance with international regulatory standards, reducing the risk of financial malpractice and enhancing the safety of their investments.
Operational Excellence: DFSA's oversight encourages Arboris to maintain operational excellence and robust risk management practices, contributing to the overall reliability and performance of the services offered to clients.
Access to Dispute Resolution: In the unlikely event of a dispute, clients have access to DFSA's efficient dispute resolution mechanisms, ensuring fair and timely resolution.
DFSA oversight marks Arboris as a trusted partner in Middle Eastern finance.
DFSA Founded
2004
DFSA regulation ensures we meet the highest financial industry standards.
Xavier Remond
Senior Executive Officer, Arboris Capital
GCC Market Experience
20y
Our Approach
Client-Centric
Innovation
We combine deep industry knowledge with innovative strategies to provide tailored solutions for our diverse client base.
FAQ
Frequently Asked Questions and Answers
01
What is the DFSA, and why is its regulation important for Arboris?
The Dubai Financial Services Authority (DFSA) is the financial regulatory agency of the Dubai International Financial Centre (DIFC), responsible for overseeing financial services and companies. Regulation by the DFSA ensures that Arboris adheres to the highest standards of financial practice, enhancing the trust and safety of our clients’ investments. For more information on the DFSA, please visit the DFSA’s website https://www.dfsa.ae/
01
What is the DFSA, and why is its regulation important for Arboris?
The Dubai Financial Services Authority (DFSA) is the financial regulatory agency of the Dubai International Financial Centre (DIFC), responsible for overseeing financial services and companies. Regulation by the DFSA ensures that Arboris adheres to the highest standards of financial practice, enhancing the trust and safety of our clients’ investments. For more information on the DFSA, please visit the DFSA’s website https://www.dfsa.ae/
01
What is the DFSA, and why is its regulation important for Arboris?
The Dubai Financial Services Authority (DFSA) is the financial regulatory agency of the Dubai International Financial Centre (DIFC), responsible for overseeing financial services and companies. Regulation by the DFSA ensures that Arboris adheres to the highest standards of financial practice, enhancing the trust and safety of our clients’ investments. For more information on the DFSA, please visit the DFSA’s website https://www.dfsa.ae/
02
How does being headquartered in the DIFC benefit Arboris's clients?
Being headquartered in the DIFC places Arboris within one of the most prestigious financial hubs in the Middle East, offering clients access to a robust, English common law framework, international financial markets, and a tax-efficient environment.
02
How does being headquartered in the DIFC benefit Arboris's clients?
Being headquartered in the DIFC places Arboris within one of the most prestigious financial hubs in the Middle East, offering clients access to a robust, English common law framework, international financial markets, and a tax-efficient environment.
02
How does being headquartered in the DIFC benefit Arboris's clients?
Being headquartered in the DIFC places Arboris within one of the most prestigious financial hubs in the Middle East, offering clients access to a robust, English common law framework, international financial markets, and a tax-efficient environment.
03
What specific licenses does Arboris hold, and what do they allow the company to do?
Arboris holds a prudential category 4 license from the DFSA, enabling us to offer a wide range of regulated financial services, including investment advisory, mergers and acquisitions advisory, as well as capital and placement services. This license signifies our ability to operate at the highest level of financial services standards.
Arboris Capital Limited license information is available on the DIFC’s public register as the following address: https://www.difc.ae/business/public-register
03
What specific licenses does Arboris hold, and what do they allow the company to do?
Arboris holds a prudential category 4 license from the DFSA, enabling us to offer a wide range of regulated financial services, including investment advisory, mergers and acquisitions advisory, as well as capital and placement services. This license signifies our ability to operate at the highest level of financial services standards.
Arboris Capital Limited license information is available on the DIFC’s public register as the following address: https://www.difc.ae/business/public-register
03
What specific licenses does Arboris hold, and what do they allow the company to do?
Arboris holds a prudential category 4 license from the DFSA, enabling us to offer a wide range of regulated financial services, including investment advisory, mergers and acquisitions advisory, as well as capital and placement services. This license signifies our ability to operate at the highest level of financial services standards.
Arboris Capital Limited license information is available on the DIFC’s public register as the following address: https://www.difc.ae/business/public-register
04
How does Arboris ensure compliance with international regulatory standards?
Arboris maintains rigorous internal policies and procedures designed to ensure compliance with not only DFSA regulations but also international regulatory standards. This includes regular audits, ongoing staff training, and adherence to global best practices in financial services.
04
How does Arboris ensure compliance with international regulatory standards?
Arboris maintains rigorous internal policies and procedures designed to ensure compliance with not only DFSA regulations but also international regulatory standards. This includes regular audits, ongoing staff training, and adherence to global best practices in financial services.
04
How does Arboris ensure compliance with international regulatory standards?
Arboris maintains rigorous internal policies and procedures designed to ensure compliance with not only DFSA regulations but also international regulatory standards. This includes regular audits, ongoing staff training, and adherence to global best practices in financial services.
05
What measures does Arboris take to protect client investments and confidentiality?
Arboris implements stringent security protocols, including data protection measures and privacy policies, in compliance with DFSA regulations. This ensures the confidentiality and security of client investments and personal information at all times.
05
What measures does Arboris take to protect client investments and confidentiality?
Arboris implements stringent security protocols, including data protection measures and privacy policies, in compliance with DFSA regulations. This ensures the confidentiality and security of client investments and personal information at all times.
05
What measures does Arboris take to protect client investments and confidentiality?
Arboris implements stringent security protocols, including data protection measures and privacy policies, in compliance with DFSA regulations. This ensures the confidentiality and security of client investments and personal information at all times.
06
Can clients access information on Arboris's regulatory compliance and governance?
Yes, clients can request detailed information on our regulatory compliance, governance practices, and how we manage financial and operational risks. Clients can reach out to our dedicated regulatory compliance team via email or phone, available on our Contact Us page, for any inquiries related to regulations or compliance matters.
06
Can clients access information on Arboris's regulatory compliance and governance?
Yes, clients can request detailed information on our regulatory compliance, governance practices, and how we manage financial and operational risks. Clients can reach out to our dedicated regulatory compliance team via email or phone, available on our Contact Us page, for any inquiries related to regulations or compliance matters.
06
Can clients access information on Arboris's regulatory compliance and governance?
Yes, clients can request detailed information on our regulatory compliance, governance practices, and how we manage financial and operational risks. Clients can reach out to our dedicated regulatory compliance team via email or phone, available on our Contact Us page, for any inquiries related to regulations or compliance matters.
07
What happens if there are changes in regulatory requirements?
Arboris closely monitors changes in regulatory requirements and swiftly adapts our policies and operations to comply with new regulations. Clients are informed of significant changes that may affect our services or offerings.
07
What happens if there are changes in regulatory requirements?
Arboris closely monitors changes in regulatory requirements and swiftly adapts our policies and operations to comply with new regulations. Clients are informed of significant changes that may affect our services or offerings.
07
What happens if there are changes in regulatory requirements?
Arboris closely monitors changes in regulatory requirements and swiftly adapts our policies and operations to comply with new regulations. Clients are informed of significant changes that may affect our services or offerings.
Have more questions about regulatory or compliance matters?
We’re here to help. Contact us should you have any regulatory or compliance inquiries.
Have more questions about regulatory or compliance matters?
We’re here to help. Contact us should you have any regulatory or compliance inquiries.
Have more questions about regulatory or compliance matters?
We’re here to help. Contact us should you have any regulatory or compliance inquiries.
Explore
Discover how Arboris Capital’s advisory solutions can support your ambitions.
Let’s
Talk
Ready to take the next step? Contact us to schedule a consultation and learn how we can help you achieve your objectives.
Find Us
Arboris Capital Limited
Office 103
Gate Village Building 05
Dubai International Finance Centre
Dubai, UAE
Arboris Capital Limited (“Arboris”) is a company incorporated in the Dubai International Financial Centre (DIFC) under commercial license no CL8411 and holding license no F008066 from the Dubai Financial Services Authority (DFSA)
Let’s
Talk
Ready to take the next step? Contact us to schedule a consultation and learn how we can help you achieve your objectives.
Find Us
Arboris Capital Limited
Office 103
Gate Village Building 05
Dubai International Finance Centre
Dubai, UAE
Arboris Capital Limited (“Arboris”) is a company incorporated in the Dubai International Financial Centre (DIFC) under commercial license no CL8411 and holding license no F008066 from the Dubai Financial Services Authority (DFSA)
Let’s
Talk
Ready to take the next step? Contact us to schedule a consultation and learn how we can help you achieve your objectives.
Find Us
Arboris Capital Limited
Office 103
Gate Village Building 05
Dubai International Finance Centre
Dubai, UAE
Arboris Capital Limited (“Arboris”) is a company incorporated in the Dubai International Financial Centre (DIFC) under commercial license no CL8411 and holding license no F008066 from the Dubai Financial Services Authority (DFSA)